Investor Rights Clinic

Under faculty supervision, student interns at the Investor Rights Clinic (formerly the Securities Arbitration Clinic) handle securities arbitrations and mediations before the Financial Industry Regulatory Authority (FINRA) Dispute Resolution on behalf of small investors. Students perform client interviewing and counseling, fact investigation, claim evaluation, legal research, preparation of legal memoranda, and may conduct arbitration or mediation, or negotiate a settlement.  

In the weekly seminar, students explore the substantive law of broker-dealer regulation, arbitration theory and practice, and lawyering skills. Private practitioners, FINRA staff, and Securities and Exchange Commission attorneys may assist in the teaching of the seminar.

Preference is given to third- and fourth-year students. Prerequisites: Professional Responsibility is required; Lawyering, Trial Advocacy, and Corporations are recommended.

Course Information
Student Applications

Investor Rights Clinic Client Eligibility Standard